- Level
- Short Course
- Duration
- 1 day
- Mode
- Online
- Subject
- Accounting
- Location
- United Kingdom
- Next intake
- SEP 2026
Overview
Financial services issues arise in many areas of legal practice, and solicitors must understand the regulatory boundaries that apply when dealing with investment-related work. This one-day course provides a clear introduction to FSMA, the SRA Financial Services Rules, regulated investments, exclusions, financial promotions and anti-money-laundering considerations. With practical examples and a focus on risk-aware practice, you’ll learn how to spot when a matter involves regulated activity, how to stay compliant and how to advise clients safely and confidently.
Fees
International students: £360
UK students: £360
UK/Home: £360
International: £360
Start dates
17 September 2026
Campus
- London - To Be Confirmed, Online Classroom Live, United Kingdom
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